Financial Products and Services

Klinedinst’s Financial Products and Services litigation group has substantial experience in defending claims related to a wide variety of complex financial products and services.

Our attorneys handle professional liability claims on behalf of financial advisors, registered representatives, broker-dealers, actuaries, registered investment advisers (RIAs), third party administrators and other employee benefits consultants in state and federal court cases brought by private parties, civil enforcement actions by the SEC, and in FINRA arbitrations.

Over three decades, our attorneys have developed significant trial experience in both state and federal court. Our attorneys have a strong understanding of the various types of financial products and services involved in today’s litigation, and as such, we are able to significantly narrow the issues – and sometimes many of the causes of action – in the cases filed against our clients. We then work in concert with clients to develop the litigation strategy that resolves the matter as quickly and effectively as possible, be it through negotiation or trial.